Credit and Securitised Products Compliance Coverage: Job Level - Director (Assistant Vice President)
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Credit and Securitised Products Compliance Coverage: Job Level - Director (Assistant Vice President)Division: Legal and ComplianceJob Title: Credit and Securitised Products Compliance CoverageLocation: LondonJob Level: Director (equivalent to Assistant Vice President)About Morgan StanleyMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow.DepartmentThe EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm's compliance with core regulatory requirements covering all businesses including Institutional Sales and Trading (Equities, Fixed Income and Commodities), Investment Banking, Research, and Investment Management across the EMEA region.The Compliance Department is a service-oriented department which provides guidance and advice to all business and support staff at the Firm, including sales, trading, research, investment banking, capital markets, financial, administration and infrastructure staff.What will you be doing?This role will involve provision of Compliance coverage to the Credit Complex and Securitised Products Group businesses, in what is a broad and varied Compliance Advisory role to some of the Firm's most essential and exciting businesses and stakeholders.The candidate will report into an Executive Director within the EMEA Fixed Income Compliance team and will work closely with all Sales and Trading Compliance Coverage personnel.The candidate will additionally be responsible for developing policy and procedure as it pertains to the covered businesses, including the education and training of business unit personnel and, as applicable, working to develop appropriate responses to regulatory change.What We're Looking ForPrevious Sales & Trading Compliance coverage experience; experience relevant to Credit and/or Securitised Products is preferred.The candidate should be confident, able to use their initiative and possess good judgment, analytical, communication and organisational skills.Familiarity with European and specifically UK compliance issues and relevant law and regulation.University degree or equivalent and/or professionally qualified, e.g. in law or accountancy, with relevant years of experience of working in Compliance within the financial services industry.Equal Opportunities StatementMorgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential.
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- Location:
- City Of London, England, United Kingdom
- Job Type:
- FullTime