Dir, P3, Oversight, Monitoring and Testing : Job Level - Director
3 Days Old
This role will be based in the EMEA NFR Team in Glasgow performing assurance reviews of testing deliverables, and the candidate will report into the EMEA Head of NFR Testing based in London.
The candidate will contribute to the design and execution of a portfolio of NFR Tests across business units in EMEA and, where required, globally. This execution-based role will involve working closely with Compliance and Operational Risk coverage teams as well as business unit stakeholders.
The role will include the following components of Testing:
- Planning and participating in walkthroughs to create proportionate, risk-based scopes.
- Executing control focused testing (design effectiveness, operational effectiveness and outcomes based).
- Coordinating the investigation and escalation of potential issues and documentation of agreed action plans.
- Managing closure verification of actions, including the assessment of evidence to support closure.
- Supporting aspects of NFR Testing Management Information.
The candidate will work closely with EMEA NFR Testing colleagues based in London, Frankfurt, and Mumbai and, where required, colleagues from other Global Testing Teams.
The ideal candidate will have experience in regulatory compliance testing, monitoring, assurance, or audit experience at a financial institution; Investment Banking or Sales and Trading experience is preferred. Familiarity with European and specifically UK compliance issues and interpreting relevant law and regulation is also required.
The candidate should be confident, able to use their initiative and possess good judgment, analytical, communication and organisational skills and be an accomplished team player. A University degree or equivalent and/or professionally qualified, e.g. in law or accountancy, with relevant years of experience of working in Compliance within the financial services industry is desirable.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences.
- Location:
- Camden Town
- Job Type:
- FullTime
- Category:
- IT & Technology